Change search
CiteExportLink to record
Permanent link

Direct link
Cite
Citation style
  • apa
  • ieee
  • modern-language-association-8th-edition
  • vancouver
  • Other style
More styles
Language
  • de-DE
  • en-GB
  • en-US
  • fi-FI
  • nn-NO
  • nn-NB
  • sv-SE
  • Other locale
More languages
Output format
  • html
  • text
  • asciidoc
  • rtf
Short Sale Constraints: Effects on Crashes, Price Discovery, and Market Volatility
Jönköping University, Jönköping International Business School.
2009 (English)Independent thesis Basic level (degree of Bachelor), 10 credits / 15 HE creditsStudent thesis
Abstract [en]

The recent SEC ban on short selling has presented an unrivaled opportunity to explore the effects of short selling constraints on crashes, market efficiency, and volatility. In this paper I carry out two groups of empirical tests on the individual banned stocks and a series of portfolios created from them: the first tests the hypothesis that short sale constraints increase the frequency and magnitude of crashes, by testing Hong & Stein’s (2003) model of market crashes. The second tests the hypothesis that short sale constraints reduce market efficiency, by testing Miller’s (1977) model in which stocks that are hard (or impossible) to short tend to exhibit overpricing. In regards to the first group of tests, the results are ambiguous: the frequency and magnitude of crashes increased during the ban period, while the skewness of the returns distribution of the portfolios became more negative, as expected, but these changes hold for the market as a whole, as well. On the other hand, the skewness of the returns distribution of the individual banned stocks became more positive. The second group of tests provides ample support for Miller’s model, as the results coincide with the models predictions: banning short selling leads to positive abnormal returns (overpricing) in the affected stocks. The ban is also related with a decrease in volatility relative to the market, an important result from a policy perspective.

Place, publisher, year, edition, pages
2009. , p. 47
Keywords [en]
short-selling, market efficiency, regulation, valuation, crashes
National Category
Economics
Identifiers
URN: urn:nbn:se:hj:diva-9063OAI: oai:DiVA.org:hj-9063DiVA, id: diva2:219182
Presentation
2009-02-16, 00:00 (English)
Uppsok

Supervisors
Available from: 2009-06-04 Created: 2009-05-26 Last updated: 2009-06-04Bibliographically approved

Open Access in DiVA

fulltext(834 kB)817 downloads
File information
File name FULLTEXT01.pdfFile size 834 kBChecksum SHA-512
803503cb256150b156079873e4b22cdda51e5e535a1b7553d06606f19be905cbdbd1843408ef558ab6a0438c13507f8036066f70f840d3a57a2378e841b65293
Type fulltextMimetype application/pdf

Search in DiVA

By author/editor
Soffronow Pagonidis, Alexander Ivan
By organisation
Jönköping International Business School
Economics

Search outside of DiVA

GoogleGoogle Scholar
Total: 817 downloads
The number of downloads is the sum of all downloads of full texts. It may include eg previous versions that are now no longer available

urn-nbn

Altmetric score

urn-nbn
Total: 572 hits
CiteExportLink to record
Permanent link

Direct link
Cite
Citation style
  • apa
  • ieee
  • modern-language-association-8th-edition
  • vancouver
  • Other style
More styles
Language
  • de-DE
  • en-GB
  • en-US
  • fi-FI
  • nn-NO
  • nn-NB
  • sv-SE
  • Other locale
More languages
Output format
  • html
  • text
  • asciidoc
  • rtf